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Conduct and Pay in the Financial Services Industry PDF
By:Thomas Ogg,Richard Leiper QC
Published on 2017-03-27 by Taylor & Francis

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Since the financial crisis, one of the key priorities of the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) has been individual accountability. This book addresses the regulatory and employment law challenges that arise from the FCA’s and PRA’s requirements. The expert team of writers examine in depth the provisions of the Financial Services and Markets Act 2000 which relate to individuals, and the associated requirements of the PRA and FCA. The topics addressed include: The Senior Manager, Certification and Approved Person Regimes Regulatory references and whistleblowing Disciplinary investigations, enforcement and sanctions Notifications, ‘Form C’, and fitness & propriety Bonus disputes and the Remuneration Code Conduct and Pay in the Financial Services Industry considers the full extent of an individual’s employment, from pre-contractual discussions to the post-termination clawback of remuneration. It is a vital reference for lawyers and human resources professionals working within the financial services industry, both in-house and in private practice. It will also be of interest to all academics, regulators and policy-makers involved in this sector.

This Book was ranked at 35 by Google Books for keyword Financial Services Industry.

Book ID of Conduct and Pay in the Financial Services Industry's Books is 9ColDwAAQBAJ, Book which was written byThomas Ogg,Richard Leiper QChave ETAG "mcWAz08qoao"

Book which was published by Taylor & Francis since 2017-03-27 have ISBNs, ISBN 13 Code is 9781317189930 and ISBN 10 Code is 1317189930

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Book which have "311 Pages" is Printed at BOOK under CategoryLaw

Book was written in en

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